Monday 22 October 2012

AVL TREES


AVL tree is a self-balancing Binary Search Tree (BST) where the difference between heights of left and right subtrees cannot be more than one for all nodes.
Why AVL Trees?
Most of the BST operations (e.g., search, max, min, insert, delete.. etc) take O(h) time where h is the height of the BST. The cost of these operations may become O(n) for a skewed Binary tree. If we make sure that height of the tree remains O(Logn) after every insertion and deletion, then we can guarantee an upper bound of O(Logn) for all these operations. The height of an AVL tree is always O(Logn) where n is the number of nodes in the tree (See this  video lecture for proof).
Insertion
To make sure that the given tree remains AVL after every insertion, we must augment the standard BST insert operation to perform some re-balancing. Following are two basic operations that can be performed to re-balance a BST without violating the BST property (keys(left) < key(root) < keys(right)).
1) Left Rotation
2) Right Rotation
T1, T2 and T3 are subtrees of the tree rooted with y (on left side)
or x (on right side)
                y                               x
               / \     Right Rotation          /  \
              x   T3   – - – - – - – >        T1   y
             / \       < - - - - - - -            / \
            T1  T2     Left Rotation            T2  T3
Keys in both of the above trees follow the following order
      keys(T1) < key(x) < keys(T2) < key(y) < keys(T3)
So BST property is not violated anywhere.
Steps to follow for insertion
Let the newly nserted node be w
1) Perform standard BST insert for w.
2) Starting from w, travel up and find the first unbalanced node. Let z be the first unbalanced node, y be the child of z that comes on the path from w to z and x be the grandchild of z that comes on the path from w to z.
3) Re-balance the tree by performing appropriate rotations on the subtree rooted with z. There can be 4 possible cases that needs to be handled as x, y and z can be arranged in 4 ways. Following are the possible 4 arrangements:
a) y is left child of z and x is left child of y (Left Left Case)
b) y is left child of z and x is right child of y (Left Right Case)
c) y is right child of z and x is right child of y (Right Right Case)
d) y is right child of z and x is left child of y (Right Left Case)
Following are the operations to be performed in above mentioned 4 cases. In all of the cases, we only need to re-balance the subtree rooted with z and the complete tree becomes balanced as the height of subtree (After appropriate rotations) rooted with z becomes same as it was before insertion. (See this video lecture for proof)

a) Left Left Case
T1, T2, T3 and T4 are subtrees.
         z                                      y
        / \                                   /   \
       y   T4      Right Rotate (z)          x      z
      / \          - - - - - - - - ->      /  \    /  \
     x   T3                               T1  T2  T3  T4
    / \
  T1   T2
b) Left Right Case
     z                               z                           x
    / \                            /   \                        /  \
   y   T4  Left Rotate (y)        x    T4  Right Rotate(z)    y      z
  / \      - - - - - - - - ->    /  \      - - - - - - - ->  / \    / \
T1   x                          y    T3                    T1  T2 T3  T4
    / \                        / \
  T2   T3                    T1   T2
c) Right Right Case
  z                                y
 /  \                            /   \
T1   y     Left Rotate(z)       z      x
    /  \   - - - - - - - ->    / \    / \
   T2   x                     T1  T2 T3  T4
       / \
     T3  T4
d) Right Left Case
   z                            z                            x
  / \                          / \                          /  \
T1   y   Right Rotate (y)    T1   x      Left Rotate(z)   z      x
    / \  - - - - - - - - ->     /  \   - - - - - - - ->  / \    / \
   x   T4                      T2   y                  T1  T2  T3  T4
  / \                              /  \
T2   T3                           T3   T4

 implementation
Following is the implementation for AVL Tree Insertion. The following implementation uses the recursive BST insert to insert a new node. In the recursive BST insert, after insertion, we get pointers to all ancestors one by one in bottom up manner. So we don’t need parent pointer to travel up. The recursive code itself travels up and visits all the ancestors of the newly inserted node.

1) Perform the normal BST insertion.
2) The current node must be one of the ancestors of the newly inserted node. Update the height of the current node.
3) Get the balance factor (left subtree height – right subtree height) of the current node.
4) If balance factor is greater than 1, then the current node is unbalanced and we are either in Left Left case or left Right case. To check whether it is left left case or not, compare the newly inserted key with the key in left subtree root.
5) If balance factor is less than 1, then the current node is unbalanced and we are either in Right Right case or Right Left case. To check whether it is Right Right case or not, compare the newly inserted key with the key in right subtree root.


/*C++ program to implement AVL Tree & its Operations*/
#include <iostream.h>
#include <stdlib.h>
#include<constream.h>
#define FALSE 0
#define TRUE 1
struct AVLNode
{
int data ;
int balfact ;
AVLNode *left ;
AVLNode *right ;
} ;

class avltree
{
private :
AVLNode *root ;
public :
avltree( ) ;
AVLNode*  insert ( int data, int *h ) ;
static AVLNode* buildtree ( AVLNode *root, int data, int *h ) ;
void display( AVLNode *root ) ;
AVLNode* deldata ( AVLNode* root, int data, int *h ) ;
static AVLNode* del ( AVLNode *node, AVLNode* root, int *h ) ;
static AVLNode* balright ( AVLNode *root, int *h ) ;
static AVLNode* balleft ( AVLNode* root, int *h ) ;
void setroot ( AVLNode *avl ) ;
~avltree( ) ;
static void deltree ( AVLNode *root ) ;
} ;
avltree :: avltree( )
{
root = NULL ;
}
AVLNode* avltree :: insert ( int data, int *h )
{
root = buildtree ( root, data, h ) ;
return root ;
}
AVLNode* avltree :: buildtree ( AVLNode *root, int data, int *h )
{
AVLNode *node1, *node2 ;

if ( root == NULL )
{
root = new AVLNode ;
root -> data = data ;
root -> left = NULL ;
root -> right = NULL ;
root -> balfact = 0 ;
*h = TRUE ;
return ( root ) ;
}
if ( data < root -> data )
{
root -> left = buildtree ( root -> left, data, h ) ;

// If left subtree is higher
if ( *h )
{
switch ( root -> balfact )
{
case 1 :
node1 = root -> left ;
if ( node1 -> balfact == 1 )
{
cout << "\nRight rotation." ;
root -> left = node1 -> right ;
node1 -> right = root ;
root -> balfact = 0 ;
root = node1 ;
}
else
{
cout << "\nDouble rotation, left then right." ;
node2 = node1 -> right ;
node1 -> right = node2 -> left ;
node2 -> left = node1 ;
root -> left = node2 -> right ;
node2 -> right = root ;
if ( node2 -> balfact == 1 )
root -> balfact = -1 ;
else
root -> balfact = 0 ;
if ( node2 -> balfact == -1 )
node1 -> balfact = 1 ;
else
node1 -> balfact = 0 ;
root = node2 ;
}
root -> balfact = 0 ;
*h = FALSE ;
break ;

case 0 :
root -> balfact = 1 ;
break ;
case -1 :
root -> balfact = 0 ;
*h = FALSE ;
}
}
}

if ( data > root -> data )
{
root -> right = buildtree ( root -> right, data, h ) ;

if ( *h )
{
switch ( root -> balfact )
{
case 1 :
root -> balfact = 0 ;
*h = FALSE ;
break ;
case 0 :
root -> balfact = -1 ;
break ;
case -1 :
node1 = root -> right ;
if ( node1 -> balfact == -1 )
{
cout << "\nLeft rotation." ;
root -> right = node1 -> left ;
node1 -> left = root ;
root -> balfact = 0 ;
root = node1 ;
}
else
{
cout << "\nDouble rotation, right then left." ;
node2 = node1 -> left ;
node1 -> left = node2 -> right ;
node2 -> right = node1 ;
root -> right = node2 -> left ;
node2 -> left = root ;
if ( node2 -> balfact == -1 )
root -> balfact = 1 ;
else
root -> balfact = 0 ;
if ( node2 -> balfact == 1 )
node1 -> balfact = -1 ;
else
node1 -> balfact = 0 ;
root = node2 ;
}
root -> balfact = 0 ;
*h = FALSE ;
}
}
}
return ( root ) ;
}
void avltree :: display ( AVLNode* root )
{
if ( root != NULL )
{
display ( root -> left ) ;
cout << root -> data << "\t" ;
display ( root -> right ) ;
}
}
AVLNode* avltree :: deldata ( AVLNode *root, int data, int *h )
{
AVLNode *node ;
if ( root -> data == 13 )
cout << root -> data ;
if ( root == NULL )
{
cout << "\nNo such data." ;
return ( root ) ;
}
else
{
if ( data < root -> data )
{
root -> left = deldata ( root -> left, data, h ) ;
if ( *h )
root = balright ( root, h ) ;
}
else
{
if ( data > root -> data )
{
root -> right = deldata ( root -> right, data, h ) ;
if ( *h )
root = balleft ( root, h ) ;
}
else
{
node = root ;
if ( node -> right == NULL )
{
root = node -> left ;
*h = TRUE ;
delete ( node ) ;
}
else
{
if ( node -> left == NULL )
{
root = node -> right ;
*h = TRUE ;
delete ( node ) ;
}
else
{
node -> right = del ( node -> right, node, h ) ;
if ( *h )
root = balleft ( root, h ) ;
}
}
}
}
}
return ( root ) ;
}
AVLNode* avltree :: del ( AVLNode *succ, AVLNode *node, int *h )
{
AVLNode *temp = succ ;

if ( succ -> left != NULL )
{
succ -> left = del ( succ -> left, node, h ) ;
if ( *h )
succ = balright ( succ, h ) ;
}
else
{
temp = succ ;
node -> data = succ -> data ;
succ = succ -> right ;
delete ( temp ) ;
*h = TRUE ;
}
return ( succ ) ;
}
AVLNode* avltree :: balright ( AVLNode *root, int *h )
{
AVLNode *temp1, *temp2 ;
switch ( root -> balfact )
{
case 1 :
root -> balfact = 0 ;
break ;
case 0 :
root -> balfact = -1 ;
*h  = FALSE ;
break ;
case -1 :
temp1 = root -> right ;
if ( temp1 -> balfact <= 0 )
{
cout << "\nLeft rotation." ;
root -> right = temp1 -> left ;
temp1 -> left = root ;
if ( temp1 -> balfact == 0 )
{
root -> balfact = -1 ;
temp1 -> balfact = 1 ;
*h = FALSE ;
}
else
{
root -> balfact = temp1 -> balfact = 0 ;
}
root = temp1 ;
}
else
{
cout << "\nDouble rotation, right then left." ;
temp2 = temp1 -> left ;
temp1 -> left = temp2 -> right ;
temp2 -> right = temp1 ;
root -> right = temp2 -> left ;
temp2 -> left = root ;
if ( temp2 -> balfact == -1 )
root -> balfact = 1 ;
else
root -> balfact = 0 ;
if ( temp2 -> balfact == 1 )
temp1 -> balfact = -1 ;
else
temp1 -> balfact = 0 ;
root = temp2 ;
temp2 -> balfact = 0 ;
}
}
return ( root ) ;
}
AVLNode* avltree :: balleft ( AVLNode *root, int *h )
{
AVLNode *temp1, *temp2 ;
switch ( root -> balfact )
{
case -1 :
root -> balfact = 0 ;
break ;

case 0 :
root -> balfact = 1 ;
*h = FALSE ;
break ;

case 1 :
temp1 = root -> left ;
if ( temp1 -> balfact >= 0 )
{
cout << "\nRight rotation." ;
root -> left = temp1 -> right ;
temp1 -> right = root ;

if ( temp1 -> balfact == 0 )
{
root -> balfact = 1 ;
temp1 -> balfact = -1 ;
*h = FALSE ;
}
else
{
root -> balfact = temp1 -> balfact = 0 ;
}
root = temp1 ;
}
else
{
cout << "\nDouble rotation, left then right." ;
temp2 = temp1 -> right ;
temp1 -> right = temp2 -> left ;
temp2 -> left = temp1 ;
root -> left = temp2 -> right ;
temp2 -> right = root ;
if ( temp2 -> balfact == 1 )
root -> balfact = -1 ;
else
root -> balfact = 0 ;
if ( temp2-> balfact == -1 )
temp1 -> balfact = 1 ;
else
temp1 -> balfact = 0 ;
root = temp2 ;
temp2 -> balfact = 0 ;
}
}
return ( root ) ;
}
void avltree :: setroot ( AVLNode *avl )
{
root = avl ;
}
avltree :: ~avltree( )
{
deltree ( root ) ;
}


void avltree :: deltree ( AVLNode *root )
{
if ( root != NULL )
{
deltree ( root -> left ) ;
deltree ( root -> right ) ;
}
delete ( root ) ;
}
void main( )
{
avltree at ;
AVLNode *avl = NULL ;
int h ;
clrscr();
avl = at.insert ( 20, &h ) ;
at.setroot ( avl ) ;
avl = at.insert ( 6, &h ) ;
at.setroot ( avl ) ;
avl = at.insert ( 29, &h ) ;
at.setroot ( avl ) ;
avl = at.insert ( 5, &h ) ;
at.setroot ( avl ) ;
avl = at.insert ( 12, &h ) ;
at.setroot ( avl ) ;
avl = at.insert ( 25, &h ) ;
at.setroot ( avl ) ;
avl = at.insert ( 32, &h ) ;
at.setroot ( avl ) ;
avl = at.insert ( 10, &h ) ;
at.setroot ( avl ) ;
avl = at.insert ( 15, &h ) ;
at.setroot ( avl ) ;
avl = at.insert ( 27, &h ) ;
at.setroot ( avl ) ;
avl = at.insert ( 13, &h ) ;
at.setroot ( avl ) ;
cout << endl << "AVL tree:\n" ;
at.display ( avl ) ;
avl = at.deldata ( avl, 20, &h ) ;
at.setroot ( avl ) ;
avl = at.deldata ( avl, 12, &h ) ;
at.setroot ( avl ) ;
cout << endl << "AVL tree after deletion of a node:\n" ;
at.display ( avl ) ;
getch();
}
/*
*/

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